Final FCA Report on Implementation Observations for the IFPR
Nov 2023
On 27 November 2023 the FCA published the final report on generalised input identified as good and bad practice from the subset of ICARA submissions assessed.
Market Watch 75
October 2023
The FCA recently published Market Watch 75, in this edition, the FCA shares its observations about Market soundings since it published Market Watch 51 and 58. It also serves to remind businesses of the formalised procedures established by the UK Market Abuse Regulation's market soundings regime.
Market Watch 72
January 2023
Market Watch 72 details the FCA’s recent research on the level of service offered by Data Reporting Services Providers (DRSPs), also known as Approved Publication Arrangements (APAs) and Approved Reporting Mechanisms (ARMs), to clients who employ a DRSP to fulfil their MiFID II regulatory reporting obligations.
Strengthening Financial promotion rules for high-risk investments
October 2022
Having issued a consultation in January 2022 (CP22/2), in policy statement PS22/10, the FCA are introducing new rules for firms approving and communicating financial promotions for high-risk investments, to ensure that consumers can make informed financial decisions.
Guidance on the trading venue perimeter
September 2022
The purpose of CP22-18 is to provide new guidance on the regulatory perimeter for trading venues. The FCA aims to ensure that firms have greater certainty about the permissions they require to carry on their business and helps protect the integrity of the United Kingdom’s (UK) financial system.
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