Prash has a uniquely balanced regulatory skill set, with which he has supported clients in areas of authorisation, compliance support, prudential requirements, and risk. He has overseen a multi-sector portfolio of regulated institutions operating in derivative, fixed income, commodity, and cash equity markets. His compliance experience includes supporting full scope IFPRU730K firms, trading venues, SME banks, and payment firms. His prior consulting experience includes supporting big banks working at Ernst & Young’s Risk Advisory practice in NYC and working as a buy-side Equity Analyst at Moody’s Analytics. Prash completed his undergraduate studies in Finance and Internal Audit at Louisiana State University USA and completed an MBA at Cranfield University in the UK.
Andrew has been an experienced financial services professional for over 20 years, providing expert witness services, compliance and investment expertise to boards. Originally from an engineering, and marketing/product management background, Andrew has worked in Financial Services since the late 1980’s and in Compliance since the early 2000’s. He Looks forward to putting his broad experience to work with a growing innovative business again as a NED and consultant.
Caroline has 25 years of experience working in investment banking and financial services compliance, covering policy writing, quality assurance, regulatory reviews, development of e-learning compliance courses, process improvement, implementation of new business and providing controlled solutions. She has worked at some of the well-established investment banks during her career including Credit Suisse, UBS, and Morgan Stanley. Caroline has a BSc (Hons) in Mathematics and Psychology from the University of Birmingham and is an Associate (ACSI) of the Chartered Institute for Securities and Investments.
Amy brings a broad range of skills to the team, having worked predominately within the events management and customer relations industries.She brings a variety of experience including compliance support, marketing, design and sales. Considering Amy’s multi sector skills she is getting involved with business development, marketing and compliance application support. Amy completed her undergraduate studies at Anglia Ruskin University, Cambridge, in Art & Design.
Priyangi is an experienced financial analyst with a demonstrated history of working in the financial services industry and capital markets. She brings a variety of experience including financial analysis, corporate finance, treasury finance and accounting.
Priyangi has completed her undergraduate studies at University of Colombo, Sri Lanka and is also an Associate Member of Chartered Institute of Management Accountants ( ACMA) and a member of Chartered Global Management Accountants ( CGMA)
Chavin possesses an array of experience from his background working in the financial services sector. He has worked in investment banking, corporate finance, and equity and investment research at leading investment banks. He also worked in Ernst & Young’s tax division, where he aided several prominent global clients in undertaking the company’s transfer pricing services. Chavin completed his undergraduate degree in business and commerce from Monash University Malaysia, where he specialized in Applied Economics, Banking and Finance and Econometrics and Statistics.