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& Lead Consultant

Prash has a uniquely balanced regulatory skill set, with which he has supported clients in areas of authorisation, compliance support, prudential requirements, and risk. He has overseen a multi-sector portfolio of regulated institutions operating in derivative, fixed income, commodity, and cash equity markets. His compliance experience includes supporting full scope IFPRU730K firms, trading venues, SME banks, and payment firms. His prior consulting experience includes supporting big banks working at Ernst & Young’s Risk Advisory practice in NYC and working as a buy-side Equity Analyst at Moody’s Analytics. Prash completed his undergraduate studies in Finance and Internal Audit at Louisiana State University USA and completed an MBA at Cranfield University in the UK.

Senior Consultant

Caroline has 25 years of experience working in investment banking and financial services compliance, covering policy writing, quality assurance, regulatory reviews, development of e-learning compliance courses, process improvement, implementation of new business and providing controlled solutions. She has worked at some of the well-established investment banks during her career including Credit Suisse, UBS, and Morgan Stanley. Caroline has a BSc (Hons) in Mathematics and Psychology from the University of Birmingham and is an Associate (ACSI) of the Chartered Institute for Securities and Investments. 

De Alwis

Priyangi  is an experienced financial analyst with a demonstrated history of working in the  financial services industry and capital markets. She brings a variety of experience including financial analysis, corporate  finance, treasury finance  and  accounting.

Priyangi  has completed her undergraduate  studies at University of Colombo, Sri Lanka and is also an Associate Member of Chartered  Institute of Management Accountants ( ACMA) and a member of Chartered  Global Management  Accountants ( CGMA)

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&Non-Executive Director

Andrew has been an experienced financial services professional for over 20 years, providing expert witness services, compliance and investment expertise to boards. Originally from an engineering, and marketing/product management background, Andrew has worked in Financial Services since the late 1980’s and in Compliance since the early 2000’s. He Looks forward to putting his broad experience to work with a growing innovative business again as a NED and consultant.


Amy brings a broad range of compliance skills to the team and helps clients navigate the stringent requirements of the SM&CR, helping both start-ups and authorised firms. She helps authorised firms manage financial crime risks by aiding customer onboarding and on-going checks and has aided onboarding and managing risks of tier 1 institutions as well as retail clients. She supports authorisations with her experience in MiFID and AIFMD applications. Amy completed her undergraduate studies at Anglia Ruskin University, Cambridge, in Art & Design.


Rukaiya prides herself in kick starting her financial services career with Pillar 4 and is an integral member of a growing team involved in market surveillance and prudential support to investment firms. She has previously worked in early childhood education with a qualification to support her earlier career. Rukaiya is an Association of Chartered Certified Accountants (ACCA - UK) finalist.

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